DRAFT ONLY. DO NOT USE WITHOUT PERMISSION FROM THE AUTHOR.
From Prof. Bruce Altschuler's casebook on presidential powers.
| Per curiam holding | Douglas (C) | Stewart (C) | Marshall (C) | Harlan (D) |
| Black (C) | Brennan (C) | White (C) | Burger (D) | Blackmun (D) |
CHAPTER TWO: THE PENTAGON PAPERS CASE
Although he had been one of the prime architects of the Vietnam War, by 1967
Defense Secretary Robert McNamara had developed serious doubts. In June, without
telling either President Lyndon Johnson or Secretary of State Dean Rusk, he
commissioned a study, which he hoped would be released soon after the end of
the war, to determine how the United States had gotten into its current state
of involvement in Vietnam. McNamara later said that his purpose “was to
bequeath to scholars the raw material from which they could reexamine the events
of the time,” . According to the study’s director, Leslie Gelb,
in order to avoid being seen as having influenced the results, McNamara gave
no specific guidance about what to write. The authors were granted “total
access to the files of the Office of the Secretary of Defense”, State
Department historical files, materials on request from the CIA, and memos from
the National Security Council Staff but no records of White House meetings or
internal memoranda from the American embassy in Saigon. Nor were they permitted
any interviews. Work continued even when McNamara was replaced by Clark Clifford,
ending shortly after the beginning of the Nixon administration. Typing and copying
of the forty-seven volume report consisting of three thousand pages of narrative
and four thousand pages of documents delayed distribution until June 1969. Of
the fifteen copies, five remained in the Defense Department, one went to National
Security Adviser Henry Kissinger, one each to the Lyndon Johnson and John Kennedy
presidential libraries, and seven to former Johnson aides, two of which were
stored at the Rand Corporation in Washington, DC. Because the study was classified
Top Secret, all copies were stored securely. According to the Executive Order
establishing the classification system, Top Secret applied to material whose
disclosure “could result in exceptionally grave damage to the Nation.”
The study, officially titled “History of U.S. Decision-Making Process
on Vietnam Policy” but now universally referred to as the Pentagon Papers,
seemed destined to do little more than gather dust. Although Lyndon Johnson
used parts in writing his memoirs, McNamara himself did not read them nor did
Nixon’s Defense Secretary Melvin Laird. What was to make the Papers the
center of national attention was the obsession of Daniel Ellsberg, who had been
one of the study’s authors. Ellsberg had been a strong supporter of the
war but, after spending two years working alongside the military in Vietnam,
had a reversal of belief. In the fall of 1969, he began a campaign to make the
Papers public as “an act of resistance, but of a particular sort, aimed
at a broader and ultimately better understanding of the war process.”
He hoped that if the public learned how they had been deceived by their leaders,
they would turn against the war. As an author of the study and an employee of
the Rand Corporation, he was able to slip parts of the papers out of the office
during the evening, make copies, then return the originals the next morning.
Nevertheless, his efforts to gain release of the Papers proved frustrating.
A November meeting with Senate Foreign Relations Committee Chair J. W. Fulbright
resulted only in a request to Laird to release the Papers that was turned down.
During the following year, Ellsberg offered the Papers to a variety of elected
officials opposed to the Vietnam War, including Senator George McGovern, without
success. In desperation, he turned a copy over to Neil Sheehan of the New York
Times in March 1971, holding back four volumes concerning negotiations in order
not to interfere with ongoing efforts. He also blacked out footnotes which included
important names, places and dates.
An examination to determine whether the material was genuine was followed by
a fierce internal debate over whether to publish. Although all the involved
reporters and editors strongly supported publication, a number of other editors
and executives did not. Among attorneys, general counsel James Goodale favored
going ahead despite strong opposition from their outside law firm, Lord Day
& Lord which considered publication not only unpatriotic but a violation
of espionage laws. The firm’s lead attorney, former Eisenhower administration
Attorney General Herbert Brownell, even refused to read the Papers out of fear
it could be considered a criminal act. Ultimately, the Times decided to publish
the papers as a nine part series beginning June 13. Dubbing it “Project
X,” the newspaper installed a team of reporters in a hotel room that was
swept for bugs and had guards continuously posted outside. Despite finding little
in the Papers relating to ongoing military operations or negotiations, the Times
took precautions to protect national security such as deleting time groups from
full texts of documents to prevent them from being used to break codes.
When the first installment appeared on Sunday June 13, President Richard Nixon’s
immediate reaction was, according to top aide H. R. Haldeman, “muted”
since the material was entirely about previous administrations. Why did he suddenly
change his mind, authorizing not only the legal action this chapter will concentrate
on but a variety of other attacks upon both the newspapers involved and Ellsberg,
including the establishment of a secret anti-leak “plumbers” unit
that would break into the office of Ellsberg’s psychiatrist? The predominant
view is that Kissinger pushed him into action. Historian Stephen Ambrose emphasizes
a June 17 meeting at which Kissinger told the president that if he failed to
act against the Times, “it shows you’re a weakling.” Ambrose
concludes “that line propelled Nixon into action on numerous fronts. The
Justice Department sought an injunction against the publication of any more
of the Pentagon Papers.” Jonathan Aitken agrees, citing Haldeman’s
statement that Kissinger “went completely into orbit” at that meeting.
Whatever accuracy this may have concerning later actions, it can hardly explain
the lawsuit which Nixon had approved three days earlier and filed in court on
June 15. In fact, by the morning after the first installment, Nixon was angry
enough to suggest cutting off all Times access to the administration. More recently,
Anthony Lewis pointed to a newly declassified transcript of a phone conversation
the afternoon of publication in which Kissinger told Nixon, “It’s
treasonable, there’s no question...I’m absolutely certain that this
violates all sorts of security laws” as helping galvanize the president
into action. However, the transcript shows that before Kissinger’s remark,
it was Nixon who said “this is treasonable action on the part of the bastards
that put it out.” Certainly Kissinger was unhappy about the leak, fearing
it could damage secret negotiations for Nixon’s upcoming trip to China
but, as Stanley Kutler has written, because Nixon regarded unauthorized leaks
“as a personal affront to his notions of presidential authority ... he
did not need others to prod him into lashing out at his `enemies.’”
Assistant Attorney General William Rehnquist was assigned to evaluate going
to court to seek an injunction against publication of the remaining installments.
Because it is generally agreed that prior restraints such as injunctions against
publication are almost completely barred by the First Amendment, there were
few Supreme Court precedents to guide him. Most commonly quoted was Chief Justice
Hughes’ statement in Near v. MN (283 US 697, 1931) that among the few
things that could be prohibited were “the publication of the sailing dates
of transports or the number and location of troops.” Even though this
was dicta in a case that had nothing to do with either foreign policy or national
defense, it would be relied upon by all parties and judges in the Pentagon Papers
case. Lacking access to the Papers, Rehnquist simply concluded that if the administration
could show harm to national security comparable to the examples given by Hughes,
an injunction might be granted.
On the afternoon of Monday June 14, Nixon approved the lawsuit. At 7 PM, Attorney
General John Mitchell sent the Times a telegram demanding a halt to further
publication and return of the Papers to the government to prevent “irreparable
injury to the defense interests of the United States.” Without threatening
any particular action, the telegram suggested that publication had already violated
the Espionage Act. Two hours later the Times replied that it would “respectfully
decline.” When the third installment appeared the next day, it was supplanted
as the lead story by the refusal to heed the Attorney General’s request.
Late that night Brownell informed the Times that due to his involvement in drafting
the original Executive Order on which the classification system was based as
well as the Times’ refusal to follow his firm’s legal advice, Lord
Day & Lord would not represent the newspaper in court the next day.
The Times quickly hired law professor Alexander Bickel, assisted by Floyd Abrams,
to argue the case. Unaware of the specific remedy the government would seek
the next morning, they worked all night preparing a brief. Meeting with his
new clients, Bickel urged them not to take the absolutist position that the
First Amendment prohibited all prior restraints as only Black and Douglas would
likely support such a view when the case inevitably would be heard by the Supreme
Court. Even if William Brennan and Thurgood Marshall could be convinced to agree,
the necessary fifth vote would have to come from either Byron White or Potter
Stewart who would respond negatively to absolutist arguments. With some reluctance,
the newspaper agreed to concede the possibility of a prior restraint while limiting
its application to rare situations where any harm to the country was far greater
than in this case.
On the government side, strategic disagreement was far greater. Because Assistant
Attorney General Robert Mardian believed that publication could be stopped for
anything classified Top Secret, at first he refused to tell even the government’s
attorneys which documents presented risks to national security or why, let alone
have government witnesses provide justification. U. S. Attorney Whitney North
Seymour, Jr., who would represent the government in court, believed this to
be a legally untenable position. Although he was eventually allowed to use some
material, the delay hampered his preparation. The contradictions between these
two positions would continue to plague the government throughout the case.
At 9:30 AM, June 15, Seymour told Bickel and Abrams to be in U. S. District
Court in half an hour. The government must have been pleased that the judge
was Murray Gurfein, a recent Nixon appointee, hearing his first case, who had
served in intelligence during World War II. Gurfein’s sympathies seemed
clear as he urged the Times “to sit down with the Department of Justice
and as a matter of simple patriotism determine whether publication ... is or
is not dangerous to national security.” He issued a Temporary Restraining
Order (TRO), preventing publication until a June 18 hearing to decide whether
or not to issue a permanent injunction. However, he refused the government’s
request to order the seizure of the Papers. Throughout the case, the government
would be handicapped by its lack of knowledge of which parts of the Papers the
Times possessed. It feared that pointing to damage from any specific item could
alert the newspaper to additional information that had not been provided by
Ellsberg.
To ensure continued public release of the Papers, Ellsberg then offered them
to the three television networks, each of which declined. Because television
stations, unlike newspapers, are licensed by the government, the networks may
have feared loss of licenses for the stations they owned. The Washington Post
accepted, beginning its series June 18 although, unlike the Times, it declined
to include the text of classified documents. A telegram from Mitchell identical
to that sent to the Times resulted in a quick refusal. Perhaps dissatisfied
with Seymour, Mardian chose to sue the Post in Washington DC where he drew a
less favorable District Court Judge, Gerhard Gesell. The government argued that
the fact of classification was enough to justify a TRO until it could present
evidence of harm. Despite warning the Post of the possibility of criminal prosecution,
Gesell denied the TRO, citing a lack of specifics from the government. As the
Post began publishing its second installment, the government appealed. At 1:20
Saturday morning, a majority of a three judge panel reversed, ordering Gesell
to hold an evidentiary hearing Monday June 21 on the grounds that the possible
damage from publication far exceeded any harm from such a brief delay. Dissenting
Judge J. Skelly Wright replied that such a position “cheapens the First
Amendment.”
Back in New York, on June 18 Gurfein held both open and closed hearings to determine
whether to grant an injunction. Although the government at first claimed that
presidential power to seek an injunction came from the espionage laws, the provision
they cited used the word “communicate” instead of “publish”
defense information, suggesting that congress intended to combat spying rather
than limit the press. The statute’s lack of an injunctive remedy reinforced
the point. Responding to a skeptical reaction from the judge, Seymour switched
to a reliance on the president’s inherent power to protect national security,
in this case by classifying documents. Publication of such documents would be
an exception to the presumption against prior restraint. Bickel replied that
the president had neither statutory nor inherent constitutional authority to
sue. Furthermore, despite conceding that prior restraints could be allowed on
rare occasions, he claimed that this was not close to one.
During the closed hearing, the government presented three witnesses to demonstrate
the harm caused by publication. However, just as the Times had refused Gurfein’s
request to negotiate with the Justice Department over which parts of the Papers
to publish, Seymour declined to specify which were purely historical to allow
them to be published. Most of the evidence centered on the effects of publication
on continuing negotiations and relations with American allies. Deputy Under
Secretary of State William Macomber testified that, “I just don’t
see how we can conduct diplomacy with this kind of business going on.”
When the public session resumed, Bickel’s closing characterized the government’s
evidence as largely hypothetical, aimed at avoiding embarrassment rather than
protecting national security, and based on events already known to the public
or well in the past. Seymour’s primary counter was that simply showing
proper classification of the documents should suffice for a preliminary injunction.
The next day, Gurfein ruled against the government while allowing the TRO to
remain in place long enough for an appeal to the Second Circuit. The president,
he believed, only had the inherent power to obtain an injunction if the material
involved was “absolutely vital to national security.” In this case,
“no cogent reasons were advanced as to why these documents, except in
the general framework of embarrassment ..., would vitally affect the nation.”
Chastened by the decision, Seymour’s superiors granted his request to
add a secret appendix specifying the most damaging sections of the Papers to
his appellate brief. Although adding new evidence during an appeal is generally
frowned upon, the court allowed the appendix on the grounds that it merely highlighted
the most damaging parts of already existing evidence. The main points of the
brief were that publication would damage relations with countries assisting
in negotiations as well as those providing troops and bases, harm the South
Vietnamese government by exposing American pressure on it, and inform the enemy
in “great detail the process involved in US decision making.” The
Times’ public arguments concentrated on separation of powers while its
sealed brief reiterated that the government’s witnesses had provided mere
speculation or outdated and already public information such as past bombing
targets. By a 5-3 vote, the Court of Appeals continued the stay, ordering Gurfein
to hold additional hearings to determine whether disclosure would “pose
such grave and immediate danger to the security of the United States as to warrant
their publication being enjoined.”
Gesell’s hearing began at 8 AM on Monday June 21. Meeting with both sides
during the preceding weekend, he had ordered the Post to provide the government
with a list of documents in its possession and requested the government not
only to specify the most sensitive documents but also “to particularize
the reasons for its position document by document.” The Post added a new
twist by pointing out that an injunction would now be ineffective as parts of
the Papers were in circulation among members of congress, the authors of a forthcoming
book, and soon even as “extensive, verbatim quotations” in Lyndon
Johnson’s forthcoming memoirs. During the two hour open session, the government
further angered the judge by refusing to release even the two volumes consisting
entirely of public presidential statements as well as seeking to exclude some
of the defendants from the closed hearing. The secret session was a virtual
repetition of that in Gurfein’s court. In its closing arguments during
the final open session, the government again claimed that an injunction would
be appropriate simply because the documents were properly classified. Even if
that standard was rejected, it had provided adequate evidence to show that publication
would result in sufficient harm to meet the Near standard. An injunction would
allow time to review the Papers in order to declassify those not damaging to
national security. The Post, like the Times, countered that classification alone
was not enough for an injunction, that most claims of harm were purely hypothetical,
and that no evidence had been provided that the installments already published
had done any damage. Lacking time for a written opinion due to the 5 P.M. deadline
imposed by the Court of Appeals, Gesell orally denied the injunction based on
the government’s failure to demonstrate “an immediate and grave
threat to the national security.” The Court of Appeals quickly extended
its TRO, scheduling arguments for the next afternoon, June 22, the same day
the government’s appeal of the Times case was heard in New York.
Meanwhile, Ellsberg provided 1700 pages of the Papers to the Boston Globe whose
series began on the 22nd. When the government sued, District Court Judge Anthony
Julian issued a TRO pending a June 25 hearing. Because the Globe failed to file
an immediate appeal, it was not a party to the case in the Supreme Court. Quickly
other newspapers, including the Chicago Sun-Times, Los Angeles Times, Baltimore
Sun, and St. Louis Post-Dispatch obtained fragments of the Papers from a variety
of sources then began their own series. The government took only the last to
court, obtaining a restraining order just as the case reached the Supreme Court.
In its brief to the entire Washington DC Court of Appeals, the government claimed
that because the president had “sole discretion” in foreign policy,
his decisions “should not be subject to judicial review.” Instead,
Gesell should have limited his review to whether the classification had been
arbitrary or capricious. This was basically Mardian’s original extreme
position which would have made any evidence of harm to national security irrelevant.
The Post replied that Gesell’s standard of imminent “grave and irreparable
injury” was correct. It again noted the expanding number of newspapers
publishing parts of the Papers which would make any injunction ineffective.
On Tuesday morning, Mitchell assigned Solicitor General Erwin Griswold to take
over the appeal for the 2 PM hearing that day. Without time even to read the
briefs, Griswold was faced the paradox of arguing that only proper classification
was necessary for an injunction while meeting the court’s demands for
specific evidence of harm. The government was given an additional closed hearing
by the court but its claim that publication of a 1964 radio intercept would
reveal secret intelligence was destroyed when the Post immediately produced
the transcript of a 1968 Senate committee hearing containing the identical document.
Late Wednesday afternoon the appellate court, by a 7-2 vote, upheld Gesell in
an unsigned opinion simply citing the heavy burden against prior restraint and
the likely ineffectiveness of any injunctive remedy in light of the multiple
publications by other newspapers. Even dissenting Judge Malcolm Wilkey favored
releasing the “great bulk” of the documents
On Thursday, the Times and the government appealed the conflicting appellate
court decisions to the Supreme Court. Facing the prospect of ten more days before
the end of the District Court hearing added to the nine that had already passed,
the Times sought an immediate appeal. The government was satisfied to wait until
the Supreme Court returned for its October term as long as the TROs remained
in effect. Justices Warren Burger, Harry Blackmun, Harlan and White lined up
with the government while Black, Douglas, Brennan, and Marshall favored immediate
dissolution of both injunctions. This left the decision in the hands of Stewart
who informed the first group that if they did not agree to an immediate hearing,
he too would vote to overturn the injunctions. The Court quickly agreed to schedule
arguments for an unusual Saturday hearing while continuing the TROs against
publication until then.
Lacking the time to read the Papers, Griswold asked administration officials
to let him know which parts presented the greatest threat. In his sealed brief,
he reduced their forty items to eleven. When he asked Mitchell to approve this
strategy, the Attorney General first replied that, never having even seen the
Papers, “I don’t see how I can approve your plan.” After a
pause, however, he continued, “but you are in charge of the case, and
if you think that is the way it should be handled you have my complete support.”
Security was so tight at the June 26 hearing that government agents confiscated
all secret briefs from the Times and Post’s attorneys, even their own,
at the end of oral arguments. During the open hearing, Griswold criticized Gesell’s
standard of “immediate harm” as too limiting, suggesting instead
“great and irreparable harm to the security of the United States”
because “in the whole diplomatic arena the things don’t happen at
8:15 tomorrow morning. It may be weeks or months.” Publication had already
closed some channels of communication. Nor was the standard of publication leading
to a war useful as the nation was already effectively at war. The public brief
preferred the second circuit’s standard of “grave and irreparable
harm” adding that the inevitability of harm required by Gesell should
be replaced by its “real likelihood.” Relying on Curtiss-Wright,
it claimed the president could sue based on his broad foreign affairs power
to conduct diplomacy and responsibility as commander-in-chief to preserve military
secrets. Going even further, it argued that courts should not make an independent
judgment of the justification of any security classification as only the president
possesses adequate knowledge to make such evaluations.
In contrast, Bickel agreed with Gesell’s standard for a prior restraint.
He also restated his earlier view that the president lacks any inherent power
to obtain an injunction in this situation. Countering the government’s
use of Curtiss-Wright with Youngstown, he argued that authorization to sue for
a prior restraint was legislative in nature, belonging to congress rather than
the executive. This made it difficult for him to answer Douglas’ question
whether this meant congress could limit freedom of the press. Joel Gora has
suggested the response that if there are limits to press freedom they can only
come from congress as was true of property rights in Youngstown. The Post concentrated
on First Amendment arguments to the exclusion of separation of powers.
In his secret brief, Griswold presented the following items:
1. The four volumes on secret negotiations. Without telling which, the government
cited remarks that might offend other countries, then concluded that “one
never knows where the break may come and it is of crucial importance to keep
open every possible line of communication.” Although Griswold has stated
that he was not aware that these volumes were withheld from the newspapers by
Ellsberg, the first installment of the Times series had pointed this out as
had the Post.
2. Derogatory comments about American allies could offend South Korea, Thailand,
and Australia thereby slowing troop withdrawal. No specific comments were cited.
3. The Papers had specific references to still active intelligence agents but
the brief mentioned none by name nor did it mention any of their activities
discussed in the Papers.
4. SEATO contingency plans were disclosed although the brief provided neither
details nor evidence of harm.
5. A 1967 intelligence estimate of Soviet reaction to the Vietnam War “may
strengthen them both by giving them better understanding of us, and by leading
them to correct matters on their side.”
6. Estimates of Soviet supply capacity were still current. However, most of
these estimates seem rather vague. One example is that they “should be
expected ... to provide some new and better weapons and equipment.”
7. A 1967 Joint Chiefs memo suggesting the possibility of a nuclear response
should China attack Thailand, although not an actual recommendation, if disclosed
“could have very serious consequences to the security of the United States.”
8. A 1968 telegram from then Ambassador to the USSR Llewellyn Thompson assessing
that country’s reaction to the Vietnam War would have a similar effect
to number five as well as damaging Thompson’s “continuing effectiveness”
as a member of the SALT delegation. The brief neglected to mention his withdrawal
due to ill health.
9. There was a short reference to confidential discussions between South Vietnamese
and Laotian military staff members. Disclosure could lead to a negative reaction
from those countries.
10. Showing the National Security Agency’s successes in breaking codes
“presumably would assist enemy.”
11. Publication had already ended an attempt to enlist a third country to aid
in the release of POWs. Future disclosures could endanger similar efforts “with
governments which are not wholly friendly, such as Sweden and Russia.”
Unable to read this brief before submitting their own, the newspapers instead
rebutted the government witnesses’ secret testimony. The Post suggested
that rather than demonstrating serious harm, there was only “a deep seated
-- if not reflex -- commitment by many high Government officials to maintaining
continued secrecy.”
As in the steel seizure case, the was too little time to develop a consensus
behind a single majority opinion. Instead, the six justice majority simply voted
for a brief per curiam opinion stating that the government had not met the “heavy
burden” against prior restraints without providing any guidance about
how that burden could be met. The existing TROs were dissolved and the newspapers
allowed to publish. Each of the six members of the majority wrote a separate
opinion with some endorsing one of the others but none commanding more than
two votes.
Only Black and Douglas, as expected, took the absolutist position against any
prior restraints. For Black, even the original TROs, like any injunction against
publication, were “a flagrant, indefensible, and continuing violation
of the First Amendment.” Stressing the importance of a free press in a
democratic society, he praised the newspapers for acting “to prevent any
part of the government from deceiving the people and sending them off to distant
lands to die of foreign fevers and foreign shot and shell.” Furthermore,
finding an inherent presidential power “to halt the publication of news
by resort to the courts would wipe out the First Amendment.”
Douglas too believed that the First Amendment leaves “no room for governmental
restraints on the press.” For him, the Pentagon Papers were part of an
important public debate, the kind of debate that is “vital to our national
health.” Although each joined in the other’s opinion, Black and
Douglas’ views have never gained the support of any other Supreme Court
justice.
Brennan’s opinion, however, came close to the absolutist position. For
him, prior restraints should only be granted in a single narrow class of cases
-- during wartime when the government can prove that publication “must
inevitably, directly, and immediately cause the occurrence of an event kindred
to imperiling the safety of a transport already at sea.” Believing that
the government had come nowhere near proving this, he expressed the hope that
the Court’s decision would deter lower courts from granting TROs similar
to those in this case in the future.
Unlike the other justices, Marshall considered this primarily a separation of
powers case. “The issue is whether this Court or the Congress has the
power to make law.” Congress’ refusal to authorize prior restraints
to protect national security prevented the judiciary from granting such injunctions.
Citing Youngstown, he asserted that separation of powers prevents the president
and courts from making law “without regard to the action of Congress.”
Instead, the executive should use the congressionally enacted statutes to protect
its secrets through criminal prosecution. Although David O’Brien has called
Marshall’s opinion “the most instructive for illuminating the constitutional
and political issues in the Pentagon Papers....case,” it has not commanded
much influence on subsequent Supreme Court decisions.
The pivotal opinions were those of Stewart and White, each of whom joined the
other. For Stewart, the Constitution gives the president “enormous power”
in national defense and foreign affairs. Because this power is largely unchecked
by the other branches, only a public informed by a free press can effectively
limit executive excesses. On the other hand, diplomacy and defense necessitate
confidentiality. The solution to this conflict is that “the responsibility
must be where the power is,” with the executive rather than the judiciary
which leaves the courts merely to apply congressional criminal statutes after
prosecution or decide the constitutionality of civil remedies. Without such
specific statutes or proof of “direct, immediate, and irreparable damage
to our Nation or its people,” the courts lack power to prevent publication.
Despite his belief that publication is likely to “do substantial harm
to public interests,” White did not think that this was enough, in the
absence of specific and limiting legislation, to meet the heavy burden against
an injunction. Because the material presented to the Court was likely to remain
secret, the government’s “grave and irreparable danger” standard
would provide little guidance to future courts. Instead, the administration
should utilize the 1917 Espionage Act which, while specifically rejecting executive
censorship powers, provided a criminal remedy against publishing military secrets.
White devoted approximately half of his opinion to explaining how this and similar
laws could supply grounds for criminal prosecutions, even on facts that would
not justify a prior restraint. He “would have no difficulty in sustaining
convictions under these sections.”
The three dissenters were most upset by the lack of time devoted to such an
important case. For Burger, the conflict between the basic principles of a free
press and “the effective functioning of a complex government” made
this a difficult decision, exacerbated by a lack of information due to the “unseemly
haste” with which the case was heard. Like all citizens, the newspapers
had a duty to report the receipt of stolen property to the authorities. During
the months the Times spent analyzing the Papers, it could have negotiated with
the government. Lacking adequate information, Burger would have returned the
case to District Court for a full trial.
Blackmun was also upset by the speed of the case. “The country would be
none the worse off were the cases tried quickly, to be sure, but in the customary
and properly deliberative manner.” He would allow the lower courts to
develop standards for balancing the press’ broad right to publish against
the far narrower government right to prevent such publication. Since the case
had been decided the other way, however, he urged the newspapers to “be
fully aware of their ultimate responsibilities” to the country when deciding
what to print.
Because Burger and Blackmun joined Harlan’s opinion, it should be viewed
as the main dissent. After noting his displeasure with the speed of the case,
Harlan listed a series of important questions raised which required more time
to answer adequately. Forced to reach the merits, he relied on the same quote
from Representative (later Chief Justice) John Marshall that had been central
to Curtiss-Wright, that “the President is the sole organ of the nation
in its external relations and its sole representative with foreign nations.”
If so, the judiciary’s review should be limited to determining whether
the subject matter is within the president’s foreign relations power and
whether the decision that publication would irreparably damage national security
was made personally by the head of the appropriate Cabinet department. One critic
of this rule points out the inherent conflict “of effectively delegating
the power to restrict public access to information relating to current policies
to those who have the greatest interest in maintaining those policies.”
With the injunctions lifted, the newspapers completed their series after which
the Times published a book version. However, the night before the Supreme Court
decision, Senator Mike Gravel, having obtained much of the Papers from Ellsberg,
made them available to the media at a hearing of his Subcommittee on Buildings
and Grounds. Because the hearing was official business, Gravel had congressional
immunity under Article I Section 6.
Although the Times called the decision a “ringing victory for freedom,”
the Post expressed reservations about its narrowness as well as White’s
suggestion that the newspapers be criminally prosecuted. In fact, the immediate
impact turned out to be far less than many had hoped or feared. The government
declined to prosecute those who published the Papers. Despite selling a million
copies, the Times book failed to generate much additional debate about the Vietnam
War. President Nixon’s July 15 announcement of his acceptance of China’s
invitation to visit as a first step toward normalizing relations between the
two countries both demonstrated that those negotiations had not been harmed
by the Pentagon Papers publication and shoved any remaining discussion of the
Papers out of the headlines. When the government published its twelve volume
edition of the Papers in late September, only 500 copies were sold. Senator
Gravel’s version, published by Beacon Press, sold only a tenth of its
twenty-thousand copy printing.
Years later, those who had argued for the government in court claimed at least
a partial victory. According to Seymour, in practice the government prevailed
because the material that it had claimed would damage national security was
not published by the Times or Post. “In short,” he wrote in 1994,
“the Government attorneys actually accomplished the results they were
after -- halting the publication of the particular documents that presented
a current threat to the nation’s welfare.” Similarly Griswold, while
conceding that there no “trace of a threat to national security from the
publication,” suggested that this was because “with minor exceptions,
the newspapers did not print at the time any items about which the Government
was concerned.” They failed to point out that this was primarily due to
Ellsberg’s exclusions rather than the government’s lawsuit.
Just as the Supreme Court was deciding the case Ellsberg was arrested then indicted
for violating the Espionage Act and theft of government property. When it was
learned that the government had wiretapped one of his attorneys the trial was
delayed for months until the Supreme Court allowed the case to resume. As the
trial proceeded evidence of government misconduct including the burglary of
Ellsberg’s psychiatrist’s office and a meeting with the trial court
judge at President Nixon’s home to discuss the possibility of his nomination
as FBI Director mounted, resulting in the dismissal of all charges.
As with the Steel Seizure decision, the Pentagon Papers ruling turned out to
be more important as a rebuff to claims of presidential power than for its substance.
Because the newspapers, more concerned with winning the case than establishing
constitutional doctrine, had conceded the government’s right to prevent
the publication of material extremely and immediately damaging to national security,
the main question before the court was the factual one of whether the Papers
presented such a danger. The Court’s failure to unite behind any more
than its brief per curiam opinion, meant, as Louis Henkin wrote soon afterward,
that “a majority is obtained for the judgment only on the narrowest grounds,
and the result is explained and justified only in a most cryptic opinion.”
Without explaining just what was required to meet the “heavy burden”
against prior restraint, the Supreme Court provided little guidance for future
courts to follow. Nor, except for Marshall, did any of the justices seriously
address the question of whether the president has the inherent power to seek
injunctions against publication from the courts.
These events do seem to have played a role in instigating the train of events
that would cause Nixon’s resignation. At a June 30 meeting with Mitchell
and Kissinger, Nixon suggested a campaign of leaks against Ellsberg “to
destroy him in the press.” David Rudenstine believes that this was the
beginning of a series of “decisions and actions that substantially contributed
to Nixon’s downfall.” This would lead to the case that is the subject
of our next chapter.
NOTES
New York Times Co. v. United States 403 US 713
Argued June 26, 1971. Decided June 30, 1971
Together with No. 1885, United States v. Washington Post Co. et al., on certiorari
to the United States Court of Appeals for the District of Columbia Circuit.
PER CURIAM
We granted certiorari in these cases in which the United States seeks to enjoin
the New York Times and the Washington Post from publishing the contents of a
classified study entitled "History of U.S. Decision?Making Process on Viet
Nam Policy."
"Any system of prior restraints of expression comes to this Court bearing
a heavy presumption against its constitutional validity." Bantam Books,
Inc. v. Sullivan, 372 U.S. 58, 70 (1963); see also Near v. Minnesota, 283 U.S.
697 (1931). The Government "thus carries a heavy burden of showing justification
for the imposition of such a restraint." Organization for a Better Austin
v. Keefe, 402 U.S. 415, 419 (1971). The District Court for the Southern District
of New York in the New York Times case and the District Court for the District
of Columbia and the Court of Appeals for the District of Columbia Circuit in
the Washington Post case held that the Government had not met that burden. We
agree.
The judgment of the Court of Appeals for the District of Columbia Circuit is
therefore affirmed. The order of the Court of Appeals for the Second Circuit
is reversed and the case is remanded with directions to enter a judgment affirming
the judgment of the District Court for the Southern District of New York. The
stays entered June 25, 1971, by the Court are vacated. The judgments shall issue
forthwith.
MR. JUSTICE BLACK, with whom MR. JUSTICE DOUGLAS joins,
concurring.
I adhere to the view that the Government's case against the Washington Post
should have been dismissed and that the injunction against the New York Times
should have been vacated without oral argument when the cases were first presented
to this Court. I believe that every moment's continuance of the injunctions
against these newspapers amounts to a flagrant, indefensible, and continuing
violation of the First Amendment. In my view it is unfortunate that some of
my Brethren are apparently willing to hold that the publication of news may
sometimes be enjoined. Such a holding would make a shambles of the First Amendment.
Our Government was launched in 1789 with the adoption of the Constitution. The
Bill of Rights, including the First Amendment, followed in 1791. Now, for the
first time in the 182 years since the founding of the Republic, the federal
courts are asked to hold that the First Amendment does not mean what it says,
but rather means that the Government can halt the publication of current news
of vital importance to the people of this country.
In seeking injunctions against these newspapers and in its presentation to the
Court, the Executive Branch seems to have forgotten the essential purpose and
history of the First Amendment. When the Constitution was adopted, many people
strongly opposed it because the document contained no Bill of Rights to safeguard
certain basic freedoms. They especially feared that the new powers granted to
a central government might be interpreted to permit the government to curtail
freedom of religion, press, assembly, and speech. In response to an overwhelming
public clamor, James Madison offered a series of amendments to satisfy citizens
that these great liberties would remain safe and beyond the power of government
to abridge. The Bill of Rights changed the original Constitution into a new
charter under which no branch of government could abridge the people's freedoms
of press, speech, religion, and assembly. Yet the Solicitor General argues and
some members of the Court appear to agree that the general powers of the Government
adopted in the original Constitution should be interpreted to limit and restrict
the specific and emphatic guarantees of the Bill of Rights adopted later. I
can imagine no greater perversion of history. Madison and the other Framers
of the First Amendment, able men that they were, wrote in language they earnestly
believed could never be misunderstood: "Congress shall make no law . .
. abridging the freedom . . . of the press . . . ." Both the history and
language of the First Amendment support the view that the press must be left
free to publish news, whatever the source, without censorship, injunctions,
or prior restraints.
In the First Amendment the Founding Fathers gave the free press the protection
it must have to fulfill its essential role in our democracy. The press was to
serve the governed, not the governors. The Government's power to censor the
press was abolished so that the press would remain forever free to censure the
Government. The press was protected so that it could bare the secrets of government
and inform the people. Only a free and unrestrained press can effectively expose
deception in government. And paramount among the responsibilities of a free
press is the duty to prevent any part of the government from deceiving the people
and sending them off to distant lands to die of foreign fevers and foreign shot
and shell. In my view, far from deserving condemnation for their courageous
reporting, the New York Times, the Washington Post, and other newspapers should
be commended for serving the purpose that the Founding Fathers saw so clearly.
In revealing the workings of government that led to the Vietnam war, the newspapers
nobly did precisely that which the Founders hoped and trusted they would do.
We are asked to hold that despite the First Amendment's emphatic command, the
Executive Branch, the Congress, and the Judiciary can make laws enjoining publication
of current news and abridging freedom of the press in the name of "national
security." The Government does not even attempt to rely on any act of Congress.
Instead it makes the bold and dangerously far?reaching contention that the courts
should take it upon themselves to "make" a law abridging freedom of
the press in the name of equity, presidential power and national security, even
when the representatives of the people in Congress have adhered to the command
of the First Amendment and refused to make such a law. To find that the President
has "inherent power" to halt the publication of news by resort to
the courts would wipe out the First Amendment and destroy the fundamental liberty
and security of the very people the Government hopes to make "secure."
No one can read the history of the adoption of the First Amendment without being
convinced beyond any doubt that it was injunctions like those sought here that
Madison and his collaborators intended to outlaw in this Nation for all time.
MR. JUSTICE DOUGLAS, with whom MR. JUSTICE BLACK joins,
concurring.
While I join the opinion of the Court I believe it necessary to express my views
more fully.
It should be noted at the outset that the First Amendment provides that "Congress
shall make no law . . . abridging the freedom of speech, or of the press."
That leaves, in my view, no room for governmental restraint on the press.
There is, moreover, no statute barring the publication by the press of the material
which the Times and the Post seek to use. Title 18 U. S. C. Section 793 (e)
provides that "whoever having unauthorized possession of, access to, or
control over any document, writing . . . or information relating to the national
defense which information the possessor has reason to believe could be used
to the injury of the United States or to the advantage of any foreign nation,
willfully communicates . . . the same to any person not entitled to receive
it . . . shall be fined not more than $10,000 or imprisoned not more than ten
years, or both."
The Government suggests that the word "communicates" is broad enough
to encompass publication.
There are eight sections in the chapter on espionage and censorship. In three
of those eight "publish" is specifically mentioned.
Thus it is apparent that Congress was capable of and did distinguish between
publishing and communication in the various sections of the Espionage Act.
The other evidence that Section 793 does not apply to the press is a rejected
version of Section 793. That version read: "During any national emergency
resulting from a war to which the United States is a party, or from threat of
such a war, the President may, by proclamation, declare the existence of such
emergency and, by proclamation, prohibit the publishing or communicating of,
or the attempting to publish or communicate any information relating to the
national defense which, in his judgment, is of such character that it is or
might be useful to the enemy." During the debates in the Senate the First
Amendment was specifically cited and that provision was defeated.
Judge Gurfein's holding in the Times case that this Act does not apply to this
case was therefore preeminently sound. Moreover, the Act of September 23, 1950,
in amending 18 U. S. C. Section 793 states that:
Nothing in this Act shall be construed to authorize, require, or establish military
or civilian censorship or in any way to limit or infringe upon freedom of the
press or of speech as guaranteed by the Constitution of the United States and
no regulation shall be promulgated hereunder having that effect." 64 Stat.
987.
Thus Congress has been faithful to the command of the First Amendment in this
area. So any power that the Government possesses must come from its "inherent
power."
These disclosures may have a serious impact. But that is no basis for sanctioning
a previous restraint on the press.
The Government says that it has inherent powers to go into court and obtain
an injunction to protect the national interest, which in this case is alleged
to be national security. Near v. Minnesota, 283 U.S. 697, repudiated that expansive
doctrine in no uncertain terms.
The dominant purpose of the First Amendment was to prohibit the widespread practice
of governmental suppression of embarrassing information. It is common knowledge
that the First Amendment was adopted against the widespread use of the common
law of seditious libel to punish the dissemination of material that is embarrassing
to the powers?that?be. The present cases will, I think, go down in history as
the most dramatic illustration of that principle. A debate of large proportions
goes on in the Nation over our posture in Vietnam. That debate antedated the
disclosure of the contents of the present documents. The latter are highly relevant
to the debate in progress.
Secrecy in government is fundamentally anti?democratic, perpetuating bureaucratic
errors. Open debate and discussion of public issues are vital to our national
health. On public questions there should be "uninhibited, robust, and wide?open"
debate. New York Times Co. v. Sullivan,376 U.S. 254, 269?270.
The stays in these cases that have been in effect for more than a week constitute
a flouting of the principles of the First Amendment as interpreted in Near v.
Minnesota.
MR. JUSTICE BRENNAN, concurring.
I write separately in these cases only to emphasize what should be apparent:
that our judgments in the present cases may not be taken to indicate the propriety,
in the future, of issuing temporary stays and restraining orders to block the
publication of material sought to be suppressed by the Government. So far as
I can determine, never before has the United States sought to enjoin a newspaper
from publishing information in its possession. The relative novelty of the questions
presented, the necessary haste with which decisions were reached, the magnitude
of the interests asserted, and the fact that all the parties have concentrated
their arguments upon the question whether permanent restraints were proper may
have justified at least some of the restraints heretofore imposed in these cases.
Certainly it is difficult to fault the several courts below for seeking to assure
that the issues here involved were preserved for ultimate review by this Court.
But even if it be assumed that some of the interim restraints were proper in
the two cases before us, that assumption has no bearing upon the propriety of
similar judicial action in the future. To begin with, there has now been ample
time for reflection and judgment; whatever values there may be in the preservation
of novel questions for appellate review may not support any restraints in the
future. More important, the First Amendment stands as an absolute bar to the
imposition of judicial restraints in circumstances of the kind presented by
these cases.
The error that has pervaded these cases from the outset was the granting of
any injunctive relief whatsoever, interim or otherwise. The entire thrust of
the Government's claim throughout these cases has been that publication of the
material sought to be enjoined "could," or "might," or "may"
prejudice the national interest in various ways. But the First Amendment tolerates
absolutely no prior judicial restraints of the press predicated upon surmise
or conjecture that untoward consequences may result. Our cases, it is true,
have indicated that there is a single, extremely narrow class of cases in which
the First Amendment's ban on prior judicial restraint may be overridden. Our
cases have thus far indicated that such cases may arise only when the Nation
"is at war," Schenck v. United States, 249 U.S. 47, 52 (1919), during
which times "no one would question but that a government might prevent
actual obstruction to its recruiting service or the publication of the sailing
dates of transports or the number and location of troops." Near v. Minnesota,
283 U.S. 697, 716 (1931). Even if the present world situation were assumed to
be tantamount to a time of war, or if the power of presently available armaments
would justify even in peacetime the suppression of information that would set
in motion a nuclear holocaust, in neither of these actions has the Government
presented or even alleged that publication of items from or based upon the material
at issue would cause the happening of an event of that nature. "The chief
purpose of [the First Amendment's] guaranty [is] to prevent previous restraints
upon publication." Near v. Minnesota. Thus, only governmental allegation
and proof that publication must inevitably, directly, and immediately cause
the occurrence of an event kindred to imperiling the safety of a transport already
at sea can support even the issuance of an interim restraining order. In no
event may mere conclusions be sufficient: for if the Executive Branch eeks judicial
aid in preventing publication, it must inevitably submit the basis upon which
that aid is sought to scrutiny by the judiciary. And therefore, every restraint
issued in this case, whatever its form, has violated the First Amendment??and
not less so because that restraint was justified as necessary to afford the
courts an opportunity to examine the claim more thoroughly. Unless and until
the Government has clearly made out its case, the First Amendment commands that
no injunction may issue.
MR. JUSTICE STEWART, with whom MR. JUSTICE WHITE joins,
concurring.
In the governmental structure created by our Constitution, the Executive is
endowed with enormous power in the two related areas of national defense and
international relations. This power, largely unchecked by the Legislative and
Judicial branches, has been pressed to the very hilt since the advent of the
nuclear missile age. For better or for worse, the simple fact is that a President
of the United States possesses vastly greater constitutional independence in
these two vital areas of power than does, say, a prime minister of a country
with a parliamentary form of government.
In the absence of the governmental checks and balances present in other areas
of our national life, the only effective restraint upon executive policy and
power in the areas of national defense and international affairs may lie in
an enlightened citizenry??in an informed and critical public opinion which alone
can here protect the values of democratic government. For this reason, it is
perhaps here that a press that is alert, aware, and free most vitally serves
the basic purpose of the First Amendment. For without an informed and free press
there cannot be an enlightened people.
Yet it is elementary that the successful conduct of international diplomacy
and the maintenance of an effective national defense require both confidentiality
and secrecy. Other nations can hardly deal with this Nation in an atmosphere
of mutual trust unless they can be assured that their confidences will be kept.
And within our own executive departments, the development of considered and
intelligent international policies would be impossible if those charged with
their formulation could not communicate with each other freely, frankly, and
in confidence. In the area of basic national defense the frequent need for absolute
secrecy is, of course, self?evident.
I think there can be but one answer to this dilemma, if dilemma it be. The responsibility
must be where the power is. If the Constitution gives the Executive a large
degree of unshared power in the conduct of foreign affairs and the maintenance
of our national defense, then under the Constitution the Executive must have
the largely unshared duty to determine and preserve the degree of internal security
necessary to exercise that power successfully. It is an awesome responsibility,
requiring judgment and wisdom of a high order. I should suppose that moral,
political, and practical considerations would dictate that a very first principle
of that wisdom would be an insistence upon avoiding secrecy for its own sake.
For when everything is classified, then nothing is classified, and the system
becomes one to be disregarded by the cynical or the careless, and to be manipulated
by those intent on self?protection or self?promotion. I should suppose, in short,
that the hallmark of a truly effective internal security system would be the
maximum possible disclosure, recognizing that secrecy can best be preserved
only when credibility is truly maintained. But be that as it may, it is clear
to me that it is the constitutional duty of the Executive??as a matter of sovereign
prerogative and not as a matter of law as the courts know law??through the promulgation
and enforcement of executive regulations, to protect the confidentiality necessary
to carry out its responsibilities in the fields of international relations and
national defense.
This is not to say that Congress and the courts have no role to play. Undoubtedly
Congress has the power to enact specific and appropriate criminal laws to protect
government property and preserve government secrets. Congress has passed such
laws, and several of them are of very colorable relevance to the apparent circumstances
of these cases. And if a criminal prosecution is instituted, it will be the
responsibility of the courts to decide the applicability of the criminal law
under which the charge is brought. Moreover, if Congress should pass a specific
law authorizing civil proceedings in this field, the courts would likewise have
the duty to decide the constitutionality of such a law as well as its applicability
to the facts proved.
But in the cases before us we are asked neither to construe specific regulations
nor to apply specific laws. We are asked, instead, to perform a function that
the Constitution gave to the Executive, not the Judiciary. We are asked, quite
simply, to prevent the publication by two newspapers of material that the Executive
Branch insists should not, in the national interest, be published. I am convinced
that the Executive is correct with respect to some of the documents involved.
But I cannot say that disclosure of any of them will surely result in direct,
immediate, and irreparable damage to our Nation or its people. That being so,
there can under the First Amendment be but one judicial resolution of the issues
before us. I join the judgments of the Court.
MR. JUSTICE WHITE, with whom MR. JUSTICE STEWART joins, concurring.
I concur in today's judgments, but only because of the concededly extraordinary
protection against prior restraints enjoyed by the press under our constitutional
system. I do not say that in no circumstances would the First Amendment permit
an injunction against publishing information about government plans or operations.
Nor, after examining the materials the Government characterizes as the most
sensitive and destructive, can I deny that revelation of these documents will
do substantial damage to public interests. Indeed, I am confident that their
disclosure will have that result. But I nevertheless agree that the United States
has not satisfied the very heavy burden that it must meet to warrant an injunction
against publication in these cases, at least in the absence of express and appropriately
limited congressional authorization for prior restraints in circumstances such
as these.
The Government's position is simply stated: The responsibility of the Executive
for the conduct of the foreign affairs and for the security of the Nation is
so basic that the President is entitled to an injunction against publication
of a newspaper story whenever he can convince a court that the information to
be revealed threatens "grave and irreparable" injury to the public
interest; and the injunction should issue whether or not the material to be
published is classified, whether or not publication would be lawful under relevant
criminal statutes enacted by Congress, and regardless of the circumstances by
which the newspaper came into possession of the information.
At least in the absence of legislation by Congress, based on its own investigations
and findings, I am quite unable to agree that the inherent powers of the Executive
and the courts reach so far as to authorize remedies having such sweeping potential
for inhibiting publications by the press. Much of the difficulty inherent in
the "grave and irreparable danger” standard suggested by the United
States. If the United States were to have judgment under such a standard in
these cases, our decision would be of little guidance to other courts in other
cases, for the material at issue here would not be available from the Court's
opinion or from public records, nor would it be published by the press. Indeed,
even today where we hold that the United States has not met its burden, the
material remains sealed in court records and it is properly not discussed in
today's opinions. Moreover, because the material poses substantial dangers to
national interests and because of the hazards of criminal sanctions, a responsible
press may choose never to publish the more sensitive materials. To sustain the
Government in these cases would start the courts down a long and hazardous road
that I am not willing to travel, at least without congressional guidance and
direction.
It is not easy to reject the proposition urged by the United States and to deny
relief on its good?faith claims in these cases that publication will work serious
damage to the country. But that discomfiture is considerably dispelled by the
infrequency of prior?restraint cases. Normally, publication will occur and the
damage be done before the Government has either opportunity or grounds for suppression.
So here, publication has already begun and a substantial part of the threatened
damage has already occurred. The fact of a massive breakdown in security is
known, access to the documents by many unauthorized people is undeniable, and
the efficacy of equitable relief against these or other newspapers to avert
anticipated damage is doubtful at best.
What is more, terminating the ban on publication of the relatively few sensitive
documents the Government now seeks to suppress does not mean that the law either
requires or invites newspapers or others to publish them or that they will be
immune from criminal action if they do. Prior restraints require an unusually
heavy justification under the First Amendment; but failure by the Government
to justify prior restraints does not measure its constitutional entitlement
to a conviction for criminal publication. That the Government mistakenly chose
to proceed by injunction does not mean that it could not successfully proceed
in another way.
When the Espionage Act was under consideration in 1917, Congress eliminated
from the bill a provision that would have given the President broad powers in
time of war to proscribe, under threat of criminal penalty, the publication
of various categories of information related to the national defense. Congress
at that time was unwilling to clothe the President with such far?reaching powers
to monitor the press, and those opposed to this part of the legislation assumed
that a necessary concomitant of such power was the power to "filter out
the news to the people through some man." 55 Cong. Rec. 2008 (remarks of
Sen. Ashurst). However, these same members of Congress appeared to have little
doubt that newspapers would be subject to criminal prosecution if they insisted
on publishing information of the type Congress had itself determined should
not be revealed. Senator Ashurst, for example, was quite sure that the editor
of such a newspaper "should be punished if he did publish information as
to the movements of the fleet, the troops, the aircraft, the location of powder
factories, the location of defense works, and all that sort of thing."
The Criminal Code contains numerous provisions potentially relevant to these
cases. Section 797 makes it a crime to publish certain photographs or drawings
of military installations. Section 798, also in precise language, proscribes
knowing and willful publication of any classified information concerning the
cryptographic systems or communication intelligence activities of the United
States as well as any information obtained from communication intelligence operations.
If any of the material here at issue is of this nature, the newspapers are presumably
now on full notice of the position of the United States and must face the consequences
if they publish. I would have no difficulty in sustaining convictions under
these sections on facts that would not justify the intervention of equity and
the imposition of a prior restraint.
It is thus clear that Congress has addressed itself to the problems of protecting
the security of the country and the national defense from unauthorized disclosure
of potentially damaging information. It has not, however, authorized the injunctive
remedy against threatened publication. It has apparently been satisfied to rely
on criminal sanctions and their deterrent effect on the responsible as well
as the irresponsible press. I am not, of course, saying that either of these
newspapers has yet committed a crime or that either would commit a crime if
it published all the material now in its possession. That matter must await
resolution in the context of a criminal proceeding if one is instituted by the
United States. In that event, the issue of guilt or innocence would be determined
by procedures and standards quite different from those that have purported to
govern these injunctive proceedings.
MR. JUSTICE MARSHALL, concurring.
The Government contends that the only issue in these cases is whether in a suit
by the United States, "the First Amendment bars a court from prohibiting
a newspaper from publishing material whose disclosure would pose a 'grave and
immediate danger to the security of the United States.'" With all due respect,
I believe the ultimate issue in these cases is even more basic than the one
posed by the Solicitor General. The issue is whether this Court or the Congress
has the power to make law.
In these cases there is no problem concerning the President's power to classify
information as "secret" or "top secret." Congress has specifically
recognized Presidential authority, which has been formally exercised in Exec.
Order 10501 (1953), to classify documents and information. Nor is there any
issue here regarding the President's power as Chief Executive and Commander
in Chief to protect national security by disciplining employees who disclose
information and by taking precautions to prevent leaks.
The problem here is whether in these particular cases the Executive Branch has
authority to invoke the equity jurisdiction of the courts to protect what it
believes to be the national interest. The Government argues that in addition
to the inherent power of any government to protect itself, the President's power
to conduct foreign affairs and his position as Commander in Chief give him authority
to impose censorship on the press to protect his ability to deal effectively
with foreign nations and to conduct the military affairs of the country. Of
course, it is beyond cavil that the President has broad powers by virtue of
his primary responsibility for the conduct of our foreign affairs and his position
as Commander in Chief. And in some situations it may be that under whatever
inherent powers the Government may have, as well as the implicit authority derived
from the President's mandate to conduct foreign affairs and to act as Commander
in Chief, there is a basis for the invocation of the equity jurisdiction of
this Court as an aid to prevent the publication of material damaging to "national
security," however that term may be defined.
It would, however, be utterly inconsistent with the concept of separation of
powers for this Court to use its power of contempt to prevent behavior that
Congress has specifically declined to prohibit. There would be a similar damage
to the basic concept of these co?equal branches of Government if when the Executive
Branch has adequate authority granted by Congress to protect "national
security" it can choose instead to invoke the contempt power of a court
to enjoin the threatened conduct. The Constitution provides that Congress shall
make laws, the President execute laws, and courts interpret laws. Youngstown
Sheet & Tube Co. v. Sawyer, 343 U.S. 579 (1952). It did not provide for
government by injunction in which the courts and the Executive Branch can "make
law" without regard to the action of Congress. It may be more convenient
for the Executive Branch if it need only convince a judge to prohibit conduct
rather than ask the Congress to pass a law, and it may be more convenient to
enforce a contempt order than to seek a criminal conviction in a jury trial.
Moreover, it may be considered politically wise to get a court to share the
responsibility for arresting those who the Executive Branch has probable cause
to believe are violating the law. But convenience and political considerations
of the moment do not justify a basic departure from the principles of our system
of government. In these cases we are not faced with a situation where Congress
has failed to provide the Executive with broad power to protect the Nation from
disclosure of damaging state secrets. Congress has on several occasions given
extensive consideration to the problem of protecting the military and strategic
secrets of the United States. This consideration has resulted in the enactment
of statutes making it a crime to receive, disclose, communicate, withhold, and
publish certain documents, photographs, instruments, appliances, and information.
If the Government had attempted to show that there was no effective remedy under
traditional criminal law, it would have had to show that there is no arguably
applicable statute. Of course, at this stage this Court could not and cannot
determine whether there has been a violation of a particular statute or decide
the constitutionality of any statute. Whether a good?faith prosecution could
have been instituted under any statute could, however, be determined.
Even if it is determined that the Government could not in good faith bring criminal
prosecutions against the New York Times and the Washington Post, it is clear
that Congress has specifically rejected passing legislation that would have
clearly given the President the power he seeks here and made the current activity
of the newspapers unlawful. When Congress specifically declines to make conduct
unlawful it is not for this Court to redecide those issues??to overrule Congress.
See Youngstown Sheet & Tube Co. v. Sawyer,343 U.S. 579 (1952).
On at least two occasions Congress has refused to enact legislation that would
have made the conduct engaged in here unlawful and given the President the power
that he seeks in this case. In 1917 during the debate over the original Espionage
Act, Congress rejected a proposal to give the President in time of war or threat
of war authority to directly prohibit by proclamation the publication of information
relating to national defense that might be useful to the enemy.
Congress rejected this proposal after war against Germany had been declared
even though many believed that there was a grave national emergency and that
the threat of security leaks and espionage was serious. The Executive Branch
has not gone to Congress and requested that the decision to provide such power
be reconsidered. Instead the Executive Branch comes to this Court and asks that
it be granted the power Congress refused to give.
In 1957 the United States Commission on Government Security found that "airplane
journals, scientific periodicals, and even the daily newspaper have featured
articles containing information and other data which should have been deleted
in whole or in part for security reasons." In response to this problem
the Commission proposed that "Congress enact legislation making it a crime
for any person willfully to disclose without proper authorization, for any purpose
whatever, information classified 'secret' or 'top secret,' knowing, or having
reasonable grounds to believe, such information to have been so classified."
After substantial floor discussion on the proposal, it was rejected. If the
proposal that Sen. Cotton championed on the floor had been enacted, the publication
of the documents involved here would certainly have been a crime. Congress refused,
however, to make it a crime. The Government is here asking this Court to remake
that decision. This Court has no such power.
Either the Government has the power under statutory grant to use traditional
criminal law to protect the country or, if there is no basis for arguing that
Congress has made the activity a crime, it is plain that Congress has specifically
refused to grant the authority the Government seeks from this Court. In either
case this Court does not have authority to grant the requested relief. It is
not for this Court to fling itself into every breach perceived by some Government
official nor is it for this Court to take on itself the burden of enacting law,
especially a law that Congress has refused to pass.
MR. CHIEF JUSTICE BURGER, dissenting.
So clear are the constitutional limitations on prior restraint against expression,
that from the time of Near v. Minnesota, 283 U.S. 697 (1931), until recently
in Organization for a Better Austin v. Keefe, 402 U.S. 415 (1971), we have had
little occasion to be concerned with cases involving prior restraints against
news reporting on matters of public interest. There is, therefore, little variation
among the members of the Court in terms of resistance to prior restraints against
publication. Adherence to this basic constitutional principle, however, does
not make these cases simple. In these cases, the imperative of a free and unfettered
press comes into collision with another imperative, the effective functioning
of a complex modern government and specifically the effective exercise of certain
constitutional powers of the Executive. Only those who view the First Amendment
as an absolute in all circumstances??a view I respect, but reject??can find
such cases as these to be simple or easy.
These cases are not simple for another and more immediate reason. We do not
know the facts of the cases. No District Judge knew all the facts. No Court
of Appeals judge knew all the facts. No member of this Court knows all the facts.
Why are we in this posture, in which only those judges to whom the First Amendment
is absolute and permits of no restraint in any circumstances or for any reason,
are really in a position to act?
I suggest we are in this posture because these cases have been conducted in
unseemly haste. MR. JUSTICE HARLAN covers the chronology of events demonstrating
the hectic pressures under which these cases have been processed and I need
not restate them. The prompt setting of these cases reflects our universal abhorrence
of prior restraint. But prompt judicial action does not mean unjudicial haste.
Here, moreover, the frenetic haste is due in large part to the manner in which
the Times proceeded from the date it obtained the purloined documents. It seems
reasonably clear now that the haste precluded reasonable and deliberate judicial
treatment of these cases and was not warranted. The precipitate action of this
Court aborting trials not yet completed is not the kind of judicial conduct
that ought to attend the disposition of a great issue.
The newspapers make a derivative claim under the First Amendment; they denominate
this right as the public "right to know"; by implication, the Times
asserts a sole trusteeship of that right by virtue of its journalistic "scoop."
The right is asserted as an absolute. Of course, the First Amendment right itself
is not an absolute, as Justice Holmes so long ago pointed out in his aphorism
concerning the right to shout "fire" in a crowded theater if there
was no fire. There are other exceptions, some of which Chief Justice Hughes
mentioned by way of example in Near v. Minnesota. There are no doubt other exceptions
no one has had occasion to describe or discuss. Conceivably such exceptions
may be lurking in these cases and would have been flushed had they been properly
considered in the trial courts, free from unwarranted deadlines and frenetic
pressures. An issue of this importance should be tried and heard in a judicial
atmosphere conducive to thoughtful, reflective deliberation, especially when
haste, in terms of hours, is unwarranted in light of the long period the Times,
by its own choice, deferred publication.
It is not disputed that the Times has had unauthorized possession of the documents
for three to four months, during which it has had its expert analysts studying
them, presumably digesting them and preparing the material for publication.
During all of this time, the Times, presumably in its capacity as trustee of
the public's "right to know," has held up publication for purposes
it considered proper and thus public knowledge was delayed. No doubt this was
for a good reason; the analysis of 7,000 pages of complex material drawn from
a vastly greater volume of material would inevitably take time and the writing
of good news stories takes time. But why should the United States Government,
from whom this information was illegally acquired by someone, along with all
the counsel, trial judges, and appellate judges be placed under needless pressure?
After these months of deferral, the alleged "right to know" has somehow
and suddenly become a right that must be vindicated instanter.
Would it have been unreasonable, since the newspaper could anticipate the Government's
objections to release of secret material, to give the Government an opportunity
to review the entire collection and determine whether agreement could be reached
on publication? Stolen or not, if security was not in fact jeopardized, much
of the material could no doubt have been declassified, since it spans a period
ending in 1968. With such an approach??one that great newspapers have in the
past practiced and stated editorially to be the duty of an honorable press??the
newspapers and Government might well have narrowed the area of disagreement
as to what was and was not publishable, leaving the remainder to be resolved
in orderly litigation, if necessary. To me it is hardly believable that a newspaper
long regarded as a great institution in American life would fail to perform
one of the basic and simple duties of every citizen with respect to the discovery
or possession of stolen property or secret government documents. That duty,
I had thought??perhaps naively??was to report forthwith, to responsible public
officers. This duty rests on taxi drivers, Justices, and the New York Times.
The course followed by the Times, whether so calculated or not, removed any
possibility of orderly litigation of the issues. If the action of the judges
up to now has been correct, that result is sheer happenstance.
Our grant of the writ of certiorari before final judgment in the Times case
aborted the trial in the District Court before it had made a complete record
pursuant to the mandate of the Court of Appeals for the Second Circuit.
The consequence of all this melancholy series of events is that we literally
do not know what we are acting on. As I see it, we have been forced to deal
with litigation concerning rights of great magnitude without an adequate record,
and surely without time for adequate treatment either in the prior proceedings
or in this Court. It is interesting to note that counsel on both sides, in oral
argument before this Court, were frequently unable to respond to questions on
factual points. Not surprisingly they pointed out that they had been working
literally "around the clock" and simply were unable to review the
documents that give rise to these cases and were not familiar with them. This
Court is in no better posture. I agree generally with MR. JUSTICE HARLAN and
MR. JUSTICE BLACKMUN but I am not prepared to reach the merits.
I would affirm the Court of Appeals for the Second Circuit and allow the District
Court to complete the trial aborted by our grant of certiorari, meanwhile preserving
the status quo in the Post case. I would direct that the District Court on remand
give priority to the Times case to the exclusion of all other business of that
court but I would not set arbitrary deadlines.
MR. JUSTICE HARLAN, with whom THE CHIEF JUSTICE and MR.
JUSTICE BLACKMUN join, dissenting.
These cases forcefully call to mind the wise admonition of Mr. Justice Holmes,
dissenting in Northern Securities Co. v. United States, 193 U.S. 197, 400?401
(1904):
"Great cases like hard cases make bad law. For great cases are called great,
not by reason of their real importance in shaping the law of the future, but
because of some accident of immediate overwhelming interest which appeals to
the feelings and distorts the judgment. These immediate interests exercise a
kind of hydraulic pressure which makes what previously was clear seem doubtful,
and before which even well settled principles of law will bend."
With all respect, I consider that the Court has been almost irresponsibly feverish
in dealing with these cases.
Both the Court of Appeals for the Second Circuit and the Court of Appeals for
the District of Columbia Circuit rendered judgment on June 23. The New York
Times' petition for certiorari, its motion for accelerated consideration thereof,
and its application for interim relief were filed in this Court on June 24 at
about 11 a. m. The application of the United States for interim relief in the
Post case was also filed here on June 24 at about 7:15 p. m. This Court's order
setting a hearing before us on June 26 at 11 a. m., a course which I joined
only to avoid the possibility of even more peremptory action by the Court, was
issued less than 24 hours before. The record in the Post case was filed with
the Clerk shortly before 1 p. m. on June 25; the record in the Times case did
not arrive until 7 or 8 o'clock that same night. The briefs of the parties were
received less than two hours before argument on June 26.
This frenzied train of events took place in the name of the presumption against
prior restraints created by the First Amendment. Due regard for the extraordinarily
important and difficult questions involved in these litigations should have
led the Court to shun such a precipitate timetable. In order to decide the merits
of these cases properly, some or all of the following questions should have
been faced:
1. Whether the Attorney General is authorized to bring these suits in the name
of the United States. This question involves as well the construction and validity
of a singularly opaque statute??the Espionage Act, 18 U. S. C. Section 793 (e).
2. Whether the First Amendment permits the federal courts to enjoin publication
of stories which would present a serious threat to national security.
3. Whether the threat to publish highly secret documents is of itself a sufficient
implication of national security to justify an injunction on the theory that
regardless of the contents of the documents harm enough results simply from
the demonstration of such a breach of secrecy.
4. Whether the unauthorized disclosure of any of these particular documents
would seriously impair the national security.
5. What weight should be given to the opinion of high officers in the Executive
Branch of the Government with respect to questions 3 and 4.
6. Whether the newspapers are entitled to retain and use the documents notwithstanding
the seemingly uncontested facts that the documents, or the originals of which
they are duplicates, were purloined from the Government's possession and that
the newspapers received them with knowledge that they had been feloniously acquired.
7. Whether the threatened harm to the national security or the Government's
possessory interest in the documents justifies the issuance of an injunction
against publication in light of ??
a. The strong First Amendment policy against prior restraints on publication;
b. The doctrine against enjoining conduct in violation of criminal statutes;
and
c. The extent to which the materials at issue have apparently already been otherwise
disseminated.
These are difficult questions of fact, of law, and of judgment; the potential
consequences of erroneous decision are enormous. The time which has been available
to us, to the lower courts, and to the parties has been wholly inadequate for
giving these cases the kind of consideration they deserve. It is a reflection
on the stability of the judicial process that these great issues??as important
as any that have arisen during my time on the Court??should have been decided
under the pressures engendered by the torrent of publicity that has attended
these litigations from their inception.
Forced as I am to reach the merits of these cases, I dissent from the opinion
and judgments of the Court. Within the severe limitations imposed by the time
constraints under which I have been required to operate, I can only state my
reasons in telescoped form, even though in different circumstances I would have
felt constrained to deal with the cases in the fuller sweep indicated above.
It is a sufficient basis for affirming the Court of Appeals for the Second Circuit
in the Times litigation to observe that its order must rest on the conclusion
that because of the time elements the Government had not been given an adequate
opportunity to present its case to the District Court. At the least this conclusion
was not an abuse of discretion.
In the Post litigation the Government had more time to prepare; this was apparently
the basis for the refusal of the Court of Appeals for the District of Columbia
Circuit on rehearing to conform its judgment to that of the Second Circuit.
But I think there is another and more fundamental reason why this judgment cannot
stand??a reason which also furnishes an additional ground for not reinstating
the judgment of the District Court in the Times litigation, set aside by the
Court of Appeals. It is plain to me that the scope of the judicial function
in passing upon the activities of the Executive Branch of the Government in
the field of foreign affairs is very narrowly restricted. This view is, I think,
dictated by the concept of separation of powers upon which our constitutional
system rests.
In a speech on the floor of the House of Representatives, Chief Justice John
Marshall, then a member of that body, stated:
"The President is the sole organ of the nation in its external relations,
and its sole representative with foreign nations." 10 Annals of Cong. 613
(1800).
From that time, shortly after the founding of the Nation, to this, there has
been no substantial challenge to this description of the scope of executive
power. SeeUnited States v. Curtiss?Wright Corp., 299 U.S. 304, 319?321 (1936).
From this constitutional primacy in the field of foreign affairs, it seems to
me that certain conclusions necessarily follow. Some of these were stated concisely
by President Washington, declining the request of the House of Representatives
for the papers leading up to the negotiation of the Jay Treaty:
"The nature of foreign negotiations requires caution, and their success
must often depend on secrecy; and even when brought to a conclusion a full disclosure
of all the measures, demands, or eventual concessions which may have been proposed
or contemplated would be extremely impolitic; for this might have a pernicious
influence on future negotiations, or produce immediate inconveniences, perhaps
danger and mischief, in relation to other powers."
The power to evaluate the "pernicious influence" of premature disclosure
is not, however, lodged in the Executive alone. I agree that, in performance
of its duty to protect the values of the First Amendment against political pressures,
the judiciary must review the initial Executive determination to the point of
satisfying itself that the subject matter of the dispute does lie within the
proper compass of the President's foreign relations power. Moreover, the judiciary
may properly insist that the determination that disclosure of the subject matter
would irreparably impair the national security be made by the head of the Executive
Department concerned??here the Secretary of State or the Secretary of Defense??after
actual personal consideration by that officer. This safeguard is required in
the analogous area of executive claims of privilege for secrets of state.
But in my judgment the judiciary may not properly go beyond these two inquiries
and redetermine for itself the probable impact of disclosure on the national
security.
Even if there is some room for the judiciary to override the executive determination,
it is plain that the scope of review must be exceedingly narrow. I can see no
indication in the opinions of either the District Court or the Court of Appeals
in the Post litigation that the conclusions of the Executive were given even
the deference owing to an administrative agency, much less that owing to a co?equal
branch of the Government operating within the field of its constitutional prerogative.
Accordingly, I would vacate the judgment of the Court of Appeals for the District
of Columbia Circuit on this ground and remand the case for further proceedings
in the District Court. Before the commencement of such further proceedings,
due opportunity should be afforded the Government for procuring from the Secretary
of State or the Secretary of Defense or both an expression of their views on
the issue of national security. The ensuing review by the District Court should
be in accordance with the views expressed in this opinion. And for the reasons
stated above I would affirm the judgment of the Court of Appeals for the Second
Circuit.
Pending further hearings in each case conducted under the appropriate ground
rules, I would continue the restraints on publication. I cannot believe that
the doctrine prohibiting prior restraints reaches to the point of preventing
courts from maintaining the status quo long enough to act responsibly in matters
of such national importance as those involved here.
MR. JUSTICE BLACKMUN, dissenting.
At this point the focus is on only the comparatively few documents specified
by the Government as critical. So far as the other material??vast in amount??is
concerned, let it be published and published forthwith if the newspapers, once
the strain is gone and the sensationalism is eased, still feel the urge so to
do.
The New York Times clandestinely devoted a period of three months to examining
the 47 volumes that came into its unauthorized possession. Once it had begun
publication of material from those volumes, the New York case now before us
emerged. It immediately assumed, and ever since has maintained, a frenetic pace
and character. Seemingly, once publication started, the material could not be
made public fast enough. Seemingly, from then on, every deferral or delay, by
restraint or otherwise, was abhorrent and was to be deemed violative of the
First Amendment and of the public's "right immediately to know." Yet
that newspaper stood before us at oral argument and professed criticism of the
Government for not lodging its protest earlier than by a Monday telegram following
the initial Sunday publication.
The District of Columbia case is much the same.
Two federal district courts, two United States courts of appeals, and this Court??within
a period of less than three weeks from inception until today??have been pressed
into hurried decision of profound constitutional issues on inadequately developed
and largely assumed facts without the careful deliberation that, one would hope,
should characterize the American judicial process. There has been much writing
about the law and little knowledge and less digestion of the facts. In the New
York case the judges, both trial and appellate, had not yet examined the basic
material when the case was brought here. In the District of Columbia case, little
more was done, and what was accomplished in this respect was only on required
remand, with the Washington Post, on the excuse that it was trying to protect
its source of information, initially refusing to reveal what material it actually
possessed, and with the District Court forced to make assumptions as to that
possession.
With such respect as may be due to the contrary view, this, in my opinion, is
not the way to try a lawsuit of this magnitude and asserted importance. It is
not the way for federal courts to adjudicate, and to be required to adjudicate,
issues that allegedly concern the Nation's vital welfare. The country would
be none the worse off were the cases tried quickly, to be sure, but in the customary
and properly deliberative manner. The most recent of the material, it is said,
dates no later than 1968, already about three years ago, and the Times itself
took three months to formulate its plan of procedure and, thus, deprived its
public for that period.
The First Amendment, after all, is only one part of an entire Constitution.
Article II of the great document vests in the Executive Branch primary power
over the conduct of foreign affairs and places in that branch the responsibility
for the Nation's safety. Each provision of the Constitution is important, and
I cannot subscribe to a doctrine of unlimited absolutism for the First Amendment
at the cost of downgrading other provisions. First Amendment absolutism has
never commanded a majority of this Court. What is needed here is a weighing,
upon properly developed standards, of the broad right of the press to print
and of the very narrow right of the Government to prevent. Such standards are
not yet developed. The parties here are in disagreement as to what those standards
should be. But even the newspapers concede that there are situations where restraint
is in order and is constitutional.
I therefore would remand these cases to be developed expeditiously, of course,
but on a schedule permitting the orderly presentation of evidence from both
sides, with the use of discovery, if necessary, as authorized by the rules,
and with the preparation of briefs, oral argument, and court opinions of a quality
better than has been seen to this point. In making this last statement, I criticize
no lawyer or judge. I know from past personal experience the agony of time pressure
in the preparation of litigation. But these cases and the issues involved and
the courts, including this one, deserve better than has been produced thus far.
The Court, however, decides the cases today the other way. I therefore add one
final comment.
I strongly urge, and sincerely hope, that these two newspapers will be fully
aware of their ultimate responsibilities to the United States of America. Judge
Wilkey, dissenting in the District of Columbia case, after a review of only
the affidavits before his court (the basic papers had not then been made available
by either party), concluded that there were a number of examples of documents
that, if in the possession of the Post, and if published, "could clearly
result in great harm to the nation," and he defined "harm" to
mean "the death of soldiers, the destruction of alliances, the greatly
increased difficulty of negotiation with our enemies, the inability of our diplomats
to negotiate . . . ." I, for one, have now been able to give at least some
cursory study not only to the affidavits, but to the material itself. I regret
to say that from this examination I fear that Judge Wilkey's statements have
possible foundation. I therefore share his concern. I hope that damage has not
already been done. If, however, damage has been done, and if, with the Court's
action today, these newspapers proceed to publish the critical documents and
there results therefrom "the death of soldiers, the destruction of alliances,
the greatly increased difficulty of negotiation with our enemies, the inability
of our diplomats to negotiate," to which list I might add the factors of
prolongation of the war and of further delay in the freeing of United States
prisoners, then the Nation's people will know where the responsibility for these
sad consequences rests.